LEGAL AND REGULATORY INFORMATION

Amity Investment Solutions (Pty) Ltd is an authorised Financial Services Provider in terms of the Financial Advisory and Intermediary Services (FAIS) Act, 37 of 2002, license number 29661.

The company is authorised to provide the following services in terms of its FAIS license:

Category I, Advice and Intermediary Services: Long-term Insurance categories B and C, Retail Pension benefits, Pension Funds Benefits, Securities and Instruments: Shares, Money Market Instruments, Bonds and Participatory Interest in Collective Investment Schemes

Category II, Intermediary Services: Long-term Insurance categories B and C, Retail Pension benefits, Pension Funds Benefits, Securities and Instruments: Shares, Money Market Instruments and Participatory Interest in Collective Investment Schemes

Amity Investment Solutions Board of Directors supports the principles and practices set out in the King Report on Governance for South Africa 2009 and the King Code of Governance Principles (collectively, King III). The Board has taken steps to ensure that it applies the recommendations and requirements of King III, as reasonably practical for the company as possible.

Amity Investment Solutions has taken and will continue to take care that all information, in so far as this is under its control, provided on this website is true and correct. However, Amity Investment Solutions shall not be responsible for, and therefore disclaims any liability for any loss, liability, damage or expense of any nature whatsoever which may be suffered as a result of or which may be attributable, directly or indirectly, to the use of or reliance upon any information, links or service provided through this website. There is no warranty of any kind, expressed or implied, regarding the information or any aspect of this service. Any warranty implied by law is hereby excluded except to the extent such exclusion would be unlawful.

The information contained in e-mails is confidential and may be subject to legal privilege. If you are not the intended recipient, you may not use, copy, distribute or disclose the e-mail or any part of its contents or take any action in reliance on it. If you have received an e-mail in error, please e-mail the sender by replying to the message. Although all reasonable care is taken in transmitting messages Amity Investment Solutions (Pty) Ltd and/or the sender does not accept responsibility for the integrity of the communication and the Company and/or the sender does not guarantee that the message and/or any attachments are free of damaging codes, viruses, errors, or interferences of any nature and/or the sender does not make any warranties in this regard whatsoever and cannot be held liable for damages incurred by the recipient and/or caused by computer viruses or in any other respect.

Amity Investment Solutions will take all reasonable efforts to protect personal information of its mutual clients. In this regard a policy has been adopted in terms of the Promotion of Access to Information Act 4 of 2013.

Amity Investment Solutions has adopted a Conflict of Interest Policy, which is reviewed annually and available on request from our offices within business hours. For any further information, please contact our office at: enquiries@amity.co.za

If you have a complaint, please contact Amity Investment Solutions head office. The internal complaints department will assist you to address the concerns you have. Please note that in terms of the FAIS Act, all complaints must be addressed to us in writing. You can also lodge a complaint electronically via e-mail. Should we not be able to address the concerns to your satisfaction, you may lodge a complaint with the Office of the FAIS Ombud. If you wish to learn more about our complaints policy and procedure, please contact our office and we will forward you a copy of our complaints procedures.

Contact details for Amity Investment Solutions complaints department is:
Ian Hutton
Tel: 087 353 2599
E-mail: complaints@amity.co.za
www.amity.co.za

SiriusLex (Pty) Ltd
Germa Beukes
FSCA Compliance Officer CO 945
E-mail: germa@siriuslex.co.za
Cell: 082 894 5148

Amity Investment Solutions holds the requisite Professional Indemnity and Directors & Officers Liability cover.

Ms. Noluntu Bam,
The Customer Contact Division,
The Office of the Ombud for Financial Service Providers,

Address: Sussex Office Park, Ground Floor, Block B, 473 Lynnwood Road,
Lynnwood,0081
Tel: +27 12 470 9080/ 348 3428